Is Your Audit Team Prepared For the New DOL Regulations 408(b)2?
As you are probably aware over one-third of ERISA audits are inadequate.
To help your audit team stay informed while adding more value to your client relationships, CJM Fiscal Management can offer your team an “ERISA Audit Enhancement Program.” This intense program will provide your team with the latest information pertaining to significant regulatory and industry-wide changes taking place in the ERISA arena.
You will learn the most progressive methods available today to allow you to not only protect, but also grow your Audit business. Use this course to fortify your work papers and reduce the risk for deficiencies. You will also help your clients stay ahead while differentiating yourself from the competition. The program is delivered in your office at a time that is convenient to you and your team’s schedule.
KEY TOPICS:
- 408(b)(2)
- How the DOL’s new fee disclosure rule dramatically alters the retirement plan landscape
- Why you need to educate your clients
- BrightScope
- Why the “Consumer Reports” of the 401(k) industry affects your future
- How to use it as a competitive advantage
- Better identify Conflicts of Interest and parties-in-interest Prohibited Transactions
- How to protect your client list from competitors like “Audit in a Box”
- Fee Studies
- How to perform them in a cost effective manner
- How they strengthen your relationship with your clients
- How they protect your firm
- ERISA Budget Account
- Why they are the key to a truly compliant Retirement Plan
- How they can eliminate your outstanding Accounts Receivable headaches
One of our goals at CJM is to be viewed as a valuable resource to the CPA industry and the clients they service, continually contributing to the level of service they provide to their clients. With our assistance, I’m confident we can help enhance your existing client relationships, while capturing new business.
As one of the leading wealth management firms on Long Island, CJM Fiscal Management has taken a proactive role in ensuring the education of plan sponsors, trustees and business owners regarding New Department of Labor 401k Regulations and would welcome the opportunity to work with you.
For more information about our ERISA Audit Enhancement Program call us at 866.923.0933 or fill out the form on this page and we will contact you.